Vaco has partnered with our client to hire an AML/KYC Compliance Analyst to join their team! This is a consultant role that will run thorough the end of 2024. Where Boston MA (hybrid, 3 days onsite, 2 remote/week) When Immediate need Pay commensurate with experience Responsibilities Reviews potential fraud and financial crime activity in the transfer agency system and dir

Vaco Boston has partnered with a global investment manager that is seeking a Director of Compliance. Responsibilities Preparing materials and briefing notes for the chair of the Investment Committee. Staying current on regulatory developments applicable to investment advisers, mutual funds, and broker/dealers, including the impact of banking regulations and non US regulat

The Coordinator collaborates with internal and external stakeholders on matters relating to regulatory initiatives, licensing, internal and external reporting, risk management, credentialing, and quality improvement projects. Additionally, the Coordinator performs a variety of administrative functions, including assisting with data management, updating policies and proced

Develops a state specific strategic vision for the organization that considers organizational priorities, state and local level needs and issues, and feedback from internal and external stakeholders. Mobilizes the state office team of staff and volunteers in the execution of the strategic vision. Collaborates with staff across the organization in support of the state's wo

FuturePlan is the nation's largest third party administrator (TPA) of retirement plans, partnering with advisors in all 50 states. FuturePlan delivers the best of both worlds high touch personalized service from local TPAs backed by the strength and security of a large national firm, Ascensus. Our roots go back decades, with nearly 30 outstanding legacy firms now joined t

Under the direction of The Fenway Institute's Associate Medical Director and the Clinical Research Operations Manager, the Study Coordinator will work with staff in the BioMedical Research Program at The Fenway Institute to support and implement clinical trials funded by a government agencies and/or industry sponsors. Please note that TFI works on multiple projects and wi

Recruiter Spencer Gregory Hale Sr. Regulatory Affairs Specialist Endoscopy About the role Boston Scientific is a place where you can find meaningful purpose, improving lives through your life's work. In the Endoscopy division, we provide advanced technologies for diagnosing and treating diseases of the digestive system, airway, and lungs. Our robust product portfolio prov

At Franklin Templeton, we're driving our industry forward by developing new and innovative ways to help our clients achieve their investment goals. Our dynamic and diversified firm spans asset management, wealth management, and fintech, offering many ways to help investors make progress toward their goals. Our talented teams working around the globe bring expertise that's

Regulatory Counsel ISO New England Inc., One Sullivan Road, Holyoke, Massachusetts, United States of America Req #891 Thursday, April 11, 2024 ISO New England seeks experienced regulatory counsel to provide legal counsel and strategic advice on regulatory matters related to the Federal Energy Regulatory Commission. What we offer you Hybrid work schedule with 2/3 days/week

At MFS, you will find a culture that supports you in doing what you do best. Our employees work together to reach better outcomes, favoring the strongest idea over the strongest individual. We put people first and demonstrate care and compassion for our community and each other. Because what we do matters to us as valued professionals and to the millions of people and ins

Risk & Compliance Compliance Coordinator, Diligence Job ID 87655 Who You'll Work With You will be based in Tampa, Phoenix, Boston or Atlanta and report to the Compliance Manager, COE Diligence, Americas who is based in Tampa, Florida. You will be part of McKinsey's Client Service Compliance pillar which forms part of the firm's Ethics & Compliance Group, whose mission is

Provide review and drafting support for fund disclosure and reporting documents, working with an assigned attorney and in a document production tool, for mutual fund and ETF SEC registration statements (including, but not limited to, prospectuses, statements of additional information, supplements and Part Cs). Distribute SEC registration documents for comment; analyze, pr

Maintain a thorough understanding of Allspring's global business activities and its policies and procedures, including the Code of Ethics and relevant policies to manage conduct risk Perform daily and periodic conduct risk monitoring activities and forensic testing, including monitoring of personal investments, outside business activities, gifts and entertainment, politic

Support compliance's review and approval of advisor/broker dealer and international marketing materials and various other electronic communications to ensure compliance with firm and regulatory requirements. Lead and manage projects with minimal supervision related to marketing communications. Experience with working with all levels of the organization to provide the busi

Support the centralized monitoring program by performing risk based testing and oversight reviews, electronic communication monitoring, and market abuse testing. Identify, escalate, address, and validate potential policy violations identified through monitoring activities. Partner with business and compliance colleagues to enhance and develop compliance controls and new c