Provide review and drafting support for fund disclosure and reporting documents, working with an assigned attorney and in a document production tool, for mutual fund and ETF SEC registration statements (including, but not limited to, prospectuses, statements of additional information, supplements and Part Cs). Distribute SEC registration documents for comment; analyze, pr

Maintain a thorough understanding of Allspring's global business activities and its policies and procedures, including the Code of Ethics and relevant policies to manage conduct risk Perform daily and periodic conduct risk monitoring activities and forensic testing, including monitoring of personal investments, outside business activities, gifts and entertainment, politic

Support compliance's review and approval of advisor/broker dealer and international marketing materials and various other electronic communications to ensure compliance with firm and regulatory requirements. Lead and manage projects with minimal supervision related to marketing communications. Experience with working with all levels of the organization to provide the busi

Support the centralized monitoring program by performing risk based testing and oversight reviews, electronic communication monitoring, and market abuse testing. Identify, escalate, address, and validate potential policy violations identified through monitoring activities. Partner with business and compliance colleagues to enhance and develop compliance controls and new c

Manage the firm's books and records requirements Assist in supporting the NFA/CFTC program Complete international and domestic regulatory filings and reporting Work effectively with Compliance and business line subject matter experts to implement and maintain compliance program activities Communicate, escalate, address and validate issues identified during compliance prog

Assists the Research Integrity Officer (RIO) and other team members with research integrity investigations. Receives, investigates, documents, and tracks research integrity complaints from workforce members, patients and/or family members. Coordinates with stakeholders, including HR, to develop and implement timely responses to issue reported including corrective action p

Designs, leads, executes and manages Needham Bank's day to day compliance testing & monitoring function for all regulations, while providing oversight of quality control processes for/within business lines across the Bank. Develops/drives reporting and MIS to inform management of the results of risk monitoring activities. Promotes and supports the Bank's strong control an

Life Unlimited. At Smith+Nephew we design and manufacture technology that takes the limits off living. This role will be focused on the continuously growing Sports Medicine franchise at Smith + Nephew that serves our patients and customers to live Life Unlimited. This position is ideal for an eager regulatory affairs professional. In this role, you will support regulatory

About the Team WEX is seeking a Regulatory Compliance Analyst to join their growing global Risk and Compliance organization, supporting the overall compliance and risk management program for WEX Health.The successful candidate will act as a resource to assist in the building, support, and maintenance of a consistent and scalable regulatory framework for WEX Health, with a

Serves as the Regulatory Affairs lead on cross functional MDR project teams Ensures compliance with EU Medical Device Regulations (MDR) and EU guidance throughout the project. Actively participates in EU MDR project teams by attending meetings, collaborating with the project manager and cross functional team members, and communicating regulatory requirements and guidance

Why This Role is Important to Us The Director of Regulatory Compliance works directly with the Vice President Health Plan Regulatory Compliance/National Medicare Compliance Officer to develop and maintain an effective Health Plan Regulatory Compliance Program. This position is responsible for leading the development, implementation, and ongoing maintenance of elements of

About the Team WEX is seeking a Regulatory Compliance Analyst to join their growing global Risk and Compliance organization, supporting the overall compliance and risk management program for WEX Health.The successful candidate will act as a resource to assist in the building, support, and maintenance of a consistent and scalable regulatory framework for WEX Health, with a

The Community Builders, Inc. (TCB) is a nationally recognized nonprofit developer, owner and manager of affordable and mixed income residential and commercial properties. Founded in 1964, TCB has developed over 25,000 residential units as well as office and retail properties and owns or manages over 11,000 rental units nationally. TCB strategic plan calls for continued gr

WEX Inc. (NYSE WEX) is a leading provider of business to business physical, digital, and virtual card payment solutions. WEX's fleet, corporate, and health payment solutions provide its customers comprising small businesses, large fleets, and corporations with unparalleled security and control across a wide spectrum of business sectors. We are executing against a multi pr

Who are we? Buyers Edge Platform stands at the forefront of revolutionizing the foodservice industry through technology, purchasing power and partnerships. We are dedicated to empowering stakeholders across the entire foodservice ecosystem (operators, distributors, manufacturers) with efficiency and unprecedented visibility. With a diverse portfolio of over a dozen brands